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Randall Guy Colombo

Ubs Financial Services Inc.

Walnut Creek, CA

Lafayette, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-11-30
TX RA APPROVED 2015-11-30
  • CA RA
    APPROVED
    Since 2015-11-30
  • TX RA
    APPROVED
    Since 2015-11-30

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

Lafayette, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Walnut Creek CA 11/2015 Present
Previous Registrations
  • 2006-01-03 → 2015-12-10
    Rbc Capital Markets, Llc
    Walnut Creek, CA
  • 1997-07-08 → 2006-01-04
    Morgan Stanley Dw Inc.
    Berkeley, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-03
S63 Uniform Securities Agent State Law Examination 1992-09-23
  • S65 Uniform Investment Adviser Law Examination
    1995-07-03
  • S63 Uniform Securities Agent State Law Examination
    1992-09-23
Other Names
  • Randall Guy Colombo
  • Randall G. Colombo

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
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