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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-28 |
Branch Locations
39111 Six Mile Rd Suite 109, Livonia, MI 48152 • United States
Livonia, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Livonia | MI | 08/2001 | Present |
| Raymond James Financial Services Advisors, Inc | Livonia | MI | 01/2011 | Present |
(1)Name of Business: GBU Financial Address: 39111 6 Mile Rd Ste 109, Livonia, MI, 48152-3926, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/04/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: fixed annuity rep only (2)Name of Business: John Findling and Assocs Address: 39111 Six Mile Rd, Livonia, MI, 48152, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/13/2008 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch manager and producer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-13 |
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