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Ponte Vedra, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-10-12 |
| TX | RA | APPROVED_RES | 2021-10-12 |
Branch Locations
Ponte Vedra, FL • United States
3030 Nw Expressway Suite 865, Oklahoma City, OK 73112 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities, Inc. | Oklahoma City | OK | 07/2004 | 07/2021 |
| Cabot Lodge Securities Llc | Bew York | NY | 07/2021 | 10/2021 |
| Vista Investment Partners | Oklahoma City | OK | 07/2021 | 09/2021 |
| Lt. Governor's Invitational Turkey Hunt Committee | Oklahoma | OK | 02/1994 | Present |
| Oklahoma Station Chapter Safari Club International | Oklahoma City | OK | 07/1981 | Present |
| Oklahoma Wildlife Management Association | Chiccesha | OK | 03/1998 | Present |
| Sky Dance Bridge Business Professionals | Oklahoma City | OK | 01/2016 | Present |
| The Park At Hidden Creek Home Owners Association | Oklahoma City | OK | 01/2018 | 02/2024 |
| Total Wealth Planning And Management, Inc. | Oklahoma City | OK | 09/2021 | Present |
1) Lt. Governor's Invitational Turkey Hunt Committee, not investment related, promotion of state attributes and business opportunities to businesses who are contemplating starting, expanding or relocating to the State of Oklahoma, Oklahoma City, OK, Committee Member, 2/1994, 2-6 hours per month, zero hours during trading hours, assist in planning of event activities, inviting corporate executives to attend event, soliciting funds to cover event expenses. 2) Oklahoma Station Chapter Safari Club International, not investment related, wildlife conservation, education of the public, humanitarian efforts, protection of hunter's rights, Oklahoma City, OK, Education Representative, Member of the Board of Directors, 7.1981, 2- 12 hours per month, 1-2 hours during trading hours, support all youth programs, help determine funding and charitable donations from fund raising activities primarily from the annual banquet and auction. 3) Oklahoma Wildlife Management Association, not investment related, promote legislation that is conductive to youth education, wildlife conservation and landowners rights, Norman, OK, First Vice President, 3/1998, 2- 4 hours per month, zero hours during trading hours, promote or advocate for legislation that benefits wildlife, landowner rights, education of youth or advocate against legislation that detracts from same and advise on business affairs. 4) Sky Dance Bridge Business Professionals, not investment related, business networking through LinkedIn, Owner, 1/2016, 8 hours per month, 2 hours per week during trading hours, provide and host networking events, recognize members anniversary dates, promotions, and achievements, communicate community activities, develop business relations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-23 |
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