Ralph James Romano

Current Employers

Employment History

• 02/2015 → 06/2017
  The Leaders Group Inc
  Littleton, CO
• 01/2005 → 06/2017
  Rjr Financial Services, Inc
  Deerfield, IL
• 07/2017 → 11/2017
  Unemployed
  Deerfield, IL
• 12/2017 → 12/2020
  Sigma Financial Corporation
  Ann Arbor, MI
• 12/2017 → 12/2020
  Spc
  Ann Arbor, MI
• 01/2021 → Present
  Capital Synergy Partners, Inc.
  Newport Beach, CA

Previous Registrations

• 2018-05-21 → 2020-12-31
  Spc
  Deerfield, IL
  Ann Arbor, MI
• 2017-12-01 → 2018-04-02
  Spc
  Deerfield, IL
  Ann Arbor, MI
• 2015-05-20 → 2017-06-21
  Tlg Advisors, Inc.
  Deerfield, IL
  Summit, NJ
• 2013-06-28 → 2014-12-19
  Allstate Financial Advisors, Llc
  Mt Prospect, IL
  Wheeling, IL
• 2005-10-07 → 2013-05-09
  New England Securities
  Chicago, IL
  Northbrook, IL
• 2004-06-30 → 2005-04-13
  Lpl Financial Llc
  Deerfield, IL
• 1999-09-20 → 2004-06-22
  Ws Griffith Securities, Inc.
  Rosemont, IL

Other Businesses

EXECUTIVE PLANNING GROUP, LLC 980 VILLAS COURT HIGHLAND PARK, IL 60035 OWNER/FIXED INSURANCE EFFECTIVE: 12/2018 40 HOURS PER MONTH/20 HOURS PER MONTH DURING MARKET HOURS

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-19
• S63 Uniform Securities Agent State Law Examination
  1992-01-13