Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-01
GA RA APPROVED 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-04-01
  • GA RA
    APPROVED
    Since 2025-02-20

Branch Locations

1506 Klondike Road Sw, Suite 103, Conyers, GA 30094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities Decatur GA 10/1999 12/2017
Securities America Inc Conyers GA 12/2017 02/2023
Securities America Advisors Conyers GA 12/2017 02/2023
Concourse Financial Group Securities Inc Conyers GA 02/2023 02/2025
(Dba) Ici Financial Services Conyers GA 07/2015 Present
Cetera Wealth Services, Llc Conyers GA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 10/1999 → 12/2017
    Proequities
    Decatur, GA
  • 12/2017 → 02/2023
    Securities America Inc
    Conyers, GA
  • 12/2017 → 02/2023
    Securities America Advisors
    Conyers, GA
  • 02/2023 → 02/2025
    Concourse Financial Group Securities Inc
    Conyers, GA
  • 07/2015 → Present
    (Dba) Ici Financial Services
    Conyers, GA
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Conyers, GA
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-03-01 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Conyers, GA
    Birmingham, AL
    Conyers, GA
    Birmingham, AL
  • 2018-02-01 → 2023-02-27
    Securities America Advisors, Inc.
    Conyers, GA
  • 2005-05-19 → 2018-02-28
    Concourse Financial Group Securities, Inc.
    Decatur, GA
    Conyers, GA
Other Businesses

1). (dba) ICI FINANCIAL SERVICES; Investment Related; 1506 Klondike Road SW, Suite 103, Conyers, GA 30094; Insurance; Owner/Producer; Start Date 07/1972; 80 hours per month with the majority of hours per month occurring during trading hours; Fixed and traditional Insurance product sales and service. >> 2). NEWTON COUNTY NAACP (NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE); Non-Investment Related; Covington, GA; Other; Member; Start Date 08/2017; 2 hours per month with no hours per month occurring during trading hours; Support the organization in community and social activities that advance the will of the community. >>

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-14
S63 Uniform Securities Agent State Law Examination 1987-08-26
  • S66 Uniform Combined State Law Examination
    2005-05-14
  • S63 Uniform Securities Agent State Law Examination
    1987-08-26
Other Names
  • Frank Lee Arnold
  • Frank Lee Arnold

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Conyers, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor