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Douglas Baker Littlewood

Hightower Advisors, LLC

Chicago, IL

Williamsville, NY

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-14
SC RA APPROVED 2025-02-14
NY RA APPROVED 2021-03-18
NC RA APPROVED 2019-06-05
  • NJ RA
    APPROVED
    Since 2025-02-14
  • SC RA
    APPROVED
    Since 2025-02-14
  • NY RA
    APPROVED
    Since 2021-03-18
  • NC RA
    APPROVED
    Since 2019-06-05

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

747 Hopkins Road, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Williamsville NY 11/2009 04/2017
Hightower Securities, Llc Williamsville NY 04/2014 Present
Hightower Advisors, Llc Williamsville NY 04/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-07
S63 Uniform Securities Agent State Law Examination 1986-10-29
  • S65 Uniform Investment Adviser Law Examination
    1995-11-07
  • S63 Uniform Securities Agent State Law Examination
    1986-10-29

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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