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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-11-29
  • OH RA
    APPROVED
    Since 2023-11-29

Branch Locations

2929 Kenny Road, Suite 215, Columbus, OH 43221 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-07-19
  • OH RA
    APPROVED
    Since 2017-07-19

Branch Locations

Crystal Lake, IL • United States

2929 Kenny Road Suite 215, Columbus, OH 43221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 08/2012 01/2017
Lincoln Investment Fort Washington PA 01/2017 Present
Capital Analysts, Llc Columbus OH 11/2023 Present
  • 08/2012 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Fort Washington, PA
  • 11/2023 → Present
    Capital Analysts, Llc
    Columbus, OH
Previous Registrations
  • 2012-08-30 → 2019-10-04
    Legend Advisory, Llc
    Columbus, OH
    Palm Beach Gardens, FL
  • 2001-07-06 → 2012-08-22
    Columbus, OH
    Columbus, OH
    Columbus, OH

View on SEC IAPD

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