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Thomas Marion Johnson

Advocacy Wealth Management, LLC

Atlanta, GA

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Current Employers
Advocacy Wealth Management, Llc

3455 Peachtree Road Ne Suite 1500, Atlanta, GA 30326-3433 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-02
GA RA APPROVED 2012-03-12
  • TX RA
    APPROVED
    Since 2018-01-02
  • GA RA
    APPROVED
    Since 2012-03-12

Branch Locations

3350 Riverwood Parkway Suite Gl-28, Atlanta, GA 30339-6401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advocacy Wealth Management Atlanta GA 07/2011 Present
  • 07/2011 → Present
    Advocacy Wealth Management
    Atlanta, GA
Previous Registrations
  • 2011-10-25 → 2014-09-24
    Certus Investment Advisors, Llc
    Charlotte, NC
  • 2011-03-24 → 2013-11-13
    Sage Capital Holdings, Llc
    Atlanta, GA
  • 2009-06-01 → 2010-04-15
    First Legacy Securities, Llc
    Helena, AL
Other Businesses

1. Advocacy Wealth Management, LLC, Registered Investment Advisor, as indicated by title, 50 hours/week, Compensated CEO. 2. Advocacy Inc., Trust Company, Trust administration, Director and member of the Trust and Trust Investment Committees, Atlanta GA, Investment related, started 10/1/2014, devote about 10hours/month, Advise and consent. 3. Sensor Tech, Inc., 31 Island Drive, Savannah, GA, Non-investment related, no compensation, Developmental stage company with patented sensor technology, Director started 2001, 0.5hrs/month, 0hrs during securities trading hours, Duties: Advise and consent. 4. The Elaine Clark Center, Inc., 5130 Peachtree Blvd. Chamblee, GA 30341, Non-investment related, no compensation, 501c3 Educational Center serving 6 weeks to 22 years of all abilities, especially special needs, Vice chairman, Chair of Finance Committee, started 1994, devote 5hrs/month, duties: advise and consent, but also manage the institution's endowment. 5. Forge Consulting LLC, 11 Depot Street, Hartwell GA 30643, Non-investment related, Insurance agency, Parent company of Advocacy Wealth Management, no direct compensation, General insurance Agency, Title: Agent, started 2/2014, devote 5hrs/month during securities trading hours, Duties: Placement of annuity and life products as part of an integrated plan for Advocacy Wealth Clients. Member of the Board of Members, 2016.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-03
S63 Uniform Securities Agent State Law Examination 1980-11-10
  • S65 Uniform Investment Adviser Law Examination
    1994-05-03
  • S63 Uniform Securities Agent State Law Examination
    1980-11-10
Designations
Other Names
  • Thomas Marion Johnson

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