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3455 Peachtree Road Ne Suite 1500, Atlanta, GA 30326-3433 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
| GA | RA | APPROVED | 2012-03-12 |
Branch Locations
3350 Riverwood Parkway Suite Gl-28, Atlanta, GA 30339-6401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advocacy Wealth Management | Atlanta | GA | 07/2011 | Present |
1. Advocacy Wealth Management, LLC, Registered Investment Advisor, as indicated by title, 50 hours/week, Compensated CEO. 2. Advocacy Inc., Trust Company, Trust administration, Director and member of the Trust and Trust Investment Committees, Atlanta GA, Investment related, started 10/1/2014, devote about 10hours/month, Advise and consent. 3. Sensor Tech, Inc., 31 Island Drive, Savannah, GA, Non-investment related, no compensation, Developmental stage company with patented sensor technology, Director started 2001, 0.5hrs/month, 0hrs during securities trading hours, Duties: Advise and consent. 4. The Elaine Clark Center, Inc., 5130 Peachtree Blvd. Chamblee, GA 30341, Non-investment related, no compensation, 501c3 Educational Center serving 6 weeks to 22 years of all abilities, especially special needs, Vice chairman, Chair of Finance Committee, started 1994, devote 5hrs/month, duties: advise and consent, but also manage the institution's endowment. 5. Forge Consulting LLC, 11 Depot Street, Hartwell GA 30643, Non-investment related, Insurance agency, Parent company of Advocacy Wealth Management, no direct compensation, General insurance Agency, Title: Agent, started 2/2014, devote 5hrs/month during securities trading hours, Duties: Placement of annuity and life products as part of an integrated plan for Advocacy Wealth Clients. Member of the Board of Members, 2016.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-10 |
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