Rex Lance Kohl

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2021-02-24

MN RA
APPROVED

Since 2021-02-24

Branch Locations

Eden Prairie, MN • United States

725 Rxr Plaza - East Tower, Uniondale, NY 11556 • United States

Eden Prairie, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Minnetonka	MN	12/2001	09/2020
Financial Resource Management Group, Inc.	Minnetonka	ME	10/2000	Present

12/2001 → 09/2020

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Minnetonka, MN
10/2000 → Present

Financial Resource Management Group, Inc.

Minnetonka, ME

Previous Registrations

2001-12-28 → 2020-09-10

Lpl Financial Llc

Minnetonka, MN
2002-03-12 → 2014-03-17

Afg Financial Services

Minnetonka, MN

Other Businesses

1. KLR Farms; 45500 10th Ave, Isle, MN 55324; 01/01/2017; Owner; Lease majority of tillable acreage, use part of remaining tillable acreage to raise sweet corn that I sell to a local grocery chain; Not Investment Related; 5 hours/month; 0 hours/month during business hours; Ownership, Profits. - 2. Kohl Development dba/Piggy Back Ladder Rack; P.O. Box 13055 Riverdale Drive NW, Suite 500, #228, Coon Rapids, MN 55448; 02/11/2019; Owner; Not Investment Related; 1 hour/month; 0 hours/month during business hours; Ownership. 3. Chernoff Diamond/USI; 11152 Jackson Drive, Eden Prairie, MN 55347, Insurance/Executive Benefits/Executive Benefit Enrollment Support; Investment related; Insurance Producer/Marketer; 7/7/2020; Investment Related; 160 hours/month; 160 hours/month during business hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-28
S63	Uniform Securities Agent State Law Examination	1991-01-17

S65 Uniform Investment Adviser Law Examination

1999-12-28
S63 Uniform Securities Agent State Law Examination

1991-01-17

View on SEC IAPD