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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-26
OR RA APPROVED 2012-04-30
  • TX RA
    APPROVED_RES
    Since 2019-02-26
  • OR RA
    APPROVED
    Since 2012-04-30

Branch Locations

Two Centerpointe Drive Suite 200, Lake Oswego, OR 97305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Lake Oswego OR 08/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-01
S63 Uniform Securities Agent State Law Examination 1986-01-22
  • S66 Uniform Combined State Law Examination
    2011-04-01
  • S63 Uniform Securities Agent State Law Examination
    1986-01-22

View on SEC IAPD

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