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Eric Jerome Allen

Allen Capital Group, LLC

Grand Island, NE

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Current Employers
Allen Capital Group, Llc

3540 Prairieview Street Suite 200, Grand Island, NE 68803 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2005-08-08
TX RA APPROVED 2005-07-29
  • NE RA
    APPROVED
    Since 2005-08-08
  • TX RA
    APPROVED
    Since 2005-07-29

Branch Locations

3032 West Stolley Park Road Suite E, Grand Island, NE 68801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 07/2005 Present
Allen Capital Group, Llc Grand Island NE 07/2005 Present
  • 07/2005 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 07/2005 → Present
    Grand Island, NE
Previous Registrations
Other Businesses

1) ALLEN CAPITAL GROUP, LLC RIA 3032 WEST STOLLEY ROAD-SUITE E GRAND ISLAND, NE 68801 INVESTMENT RELATED 2) ACG ENHANCED SERVICES (DBA); NOT INVESTMENT RELATED; 3032 W. STOLLEY PARK RD. GRAND ISLAND, NE 68801; ACCOUNTING/TAX; OWNER; START DATE: 5/2012; APPROX 10 HRS/MO; PROVIDE TAX AND ACCOUNTING SERVICES 3. INSURANCE AGENT. NOT INVESTMENT RELATED. 3032 W. STOLLEY PARK ROAD GRANDISLAND, NE 68801. INSURANCE. AGENT. 8/2012. 10 HRS/MO. FIXED INSURANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-02
S63 Uniform Securities Agent State Law Examination 1988-01-09
  • S65 Uniform Investment Adviser Law Examination
    1996-10-02
  • S63 Uniform Securities Agent State Law Examination
    1988-01-09
Designations
Other Names
  • Rick Allen
  • E J Allen

View on SEC IAPD

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