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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-10-21 |
| TX | RA | APPROVED | 2020-10-21 |
Branch Locations
400 Worldwide Term 4 Rm 3113, Los Angeles, CA 90045 • United States
San Fran Int'L Arpt Trmnl 2 Baggage Claim Area, Carousel 4, San Francisco, CA 94128 • United States
300 N. Continental Blvd, 120, El Segundo, CA 90245 • United States
14050 Faa Blvd, Fort Worth, TX 76155 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 06/2014 | 09/2020 |
| Cetera Investment Advisers Llc | Los Angeles | CA | 06/2014 | 10/2020 |
| American Airlines Credit Union | El Segundo | CA | 06/2014 | Present |
| Lpl Financial Llc | El Segundo | CA | 10/2020 | Present |
1)08/06/2020 - Flagship Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2020 2)08/06/2020 - Real Estate Rental - co-owner with brother - inv rel - Irvine, CA - start: 07/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-01 |
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