Russell Paul Saurbaugh

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10

Branch Locations

Bath, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Saurbaugh Financial Services	Bath	NY	06/1975	Present
Cadaret, Grant & Co., Inc.	Bath	NY	09/1999	07/2025
Saurbaugh Financial Group	Bath	NY	09/2016	Present
Lpl Financial Llc	Bath	NY	07/2025	Present

06/1975 → Present

Saurbaugh Financial Services

Bath, NY
09/1999 → 07/2025

Cadaret, Grant & Co., Inc.

Bath, NY
09/2016 → Present

Saurbaugh Financial Group

Bath, NY
07/2025 → Present

Lpl Financial Llc

Bath, NY

Previous Registrations

2021-05-04 → 2025-07-10

Cadaret, Grant & Co., Inc.

Hornell, NY

Hornell, NY

Bath, NY

Syracuse, NY

Other Businesses

1. 07/10/2025- RUSSELL P SAURBAUGH JR- Notary- INV Related- At Reported Business Location(s)- Start date 06/15/1990 2. 07/10/2025- SAURBAUGH FINANCIAL SERVICES- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 07/01/1975- 50 Hours Per Month- 50 Hours During Trading 3. 07/10/2025- SAURBAUGH FINANCIAL SERVICES- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/01/1975- 2 Hours Per Month- 2 Hours During Trading