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Daniel W. Scott

Ubs Financial Services Inc.

Richmond, VA

Midlothian, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-06-28
VA RA APPROVED 1991-06-25
  • TX RA
    APPROVED_RES
    Since 2010-06-28
  • VA RA
    APPROVED
    Since 1991-06-25

Branch Locations

951 East Byrd Street, Richmond, VA 23219 • United States

Midlothian, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Richmond VA 03/1990 Present
#Ia Painewebber Incorporated Richmond VA 03/1990 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-11-05
S63 Uniform Securities Agent State Law Examination 1985-06-11
  • S65 Uniform Investment Adviser Law Examination
    1991-11-05
  • S63 Uniform Securities Agent State Law Examination
    1985-06-11
Other Names
  • Daniel William Scott

View on SEC IAPD

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EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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