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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-10-01
LA RA APPROVED 2010-09-27
NC RA APPROVED 2006-03-29
GA RA APPROVED 2003-01-22
TX RA APPROVED_RES 2002-10-07
  • OH RA
    APPROVED
    Since 2010-10-01
  • LA RA
    APPROVED
    Since 2010-09-27
  • NC RA
    APPROVED
    Since 2006-03-29
  • GA RA
    APPROVED
    Since 2003-01-22
  • TX RA
    APPROVED_RES
    Since 2002-10-07

Branch Locations

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Atlanta GA 10/2010 Present
J.P. Morgan Securities Llc Atlanta GA 10/2008 Present
Other Businesses

Entity Name: GATC Health Investment related: No Address: GATC Health Corp 2030 Main Street Suite 660 Irivine, CA 92614 Nature of the other business: Healthcare Position/Title/Relationship: Owner/Partner Start Date: 11/22/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Private Health Care Company, I am a private investor, there is no connection to J.P.Morgan. Exercise warrants received as part of initial investment. Entity Name: GATC Health Investment related: No Address: 2030 Main St., Suite 660 Irvine, CA 92614 gatchealth.com Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 07/07/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Company utilizes artificial intelligence and advanced technology for research and development in pharmaceuticals. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-22
S63 Uniform Securities Agent State Law Examination 1979-07-10
  • S65 Uniform Investment Adviser Law Examination
    2005-12-22
  • S63 Uniform Securities Agent State Law Examination
    1979-07-10
Other Names
  • Richard S Hathaway
  • Richard Sanford Hathaway

View on SEC IAPD

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