Robert John Hartwell

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-11-02

IL RA
APPROVED

Since 2018-11-02

Branch Locations

Plainfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Plainfield	IL	05/2016	11/2018
Royal Alliance Associates, Inc.	Plainfield	IL	11/2018	Present

05/2016 → 11/2018

Signator Investors, Inc.

Plainfield, IL
11/2018 → Present

Royal Alliance Associates, Inc.

Plainfield, IL

Previous Registrations

2016-05-13 → 2018-11-02

Signator Investors, Inc.

Plainfield, IL
2009-09-04 → 2016-05-13

Transamerica Financial Advisors, Llc

Plainfield, IL
1993-06-18 → 2009-09-04

Transamerica Financial Advisors, Inc.

Henderson, NV

Geneva, IL

Plainfield, IL

Las Vegas, NV

Other Businesses

1) HARTWELL FINANCIAL & INSURANCE SERVICES, 8435 OLD RIDGE ROAD, PLAINFIELD, IL, PARTNER, DBA NAME FOR INSURANCE AND SECURITIES SALES, INVESTMENT-RELATED 2) HARTWELL FINANCIAL & INSURANCE SERVICES POSITION: Owner NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 09/04/1974 ADDRESS: 8435 Old Ridge Road, Plainfield IL 60544, United States DESCRIPTION: Sell life products, work with insurance brokers, work with insurance companies

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-09-10

S63 Uniform Securities Agent State Law Examination

1991-09-10

Designations

View on SEC IAPD