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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-02-14 |
| WA | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 07/2012 | 09/2016 |
| Olympic Investors Group Llc Aka Olympic Wealth Strategies | Seattle | WA | 03/1996 | 09/2016 |
| Emerald Capital Preservation | Seattle | WA | 10/2013 | 09/2016 |
| Invest Financial Corporation | Tampa | FL | 09/2016 | 02/2018 |
| Lpl Financial Llc | Seattle | WA | 02/2018 | Present |
1. 02/14/2018 - Walter Schuhmann Family Farm - Not Investment Related - Texas - Real Estate Rental - Owner - Start Date 03/01/1994. 2. 09/11/2023 - "The Nickerson Apartments" - Real Estate Rental - Investment Related - Seattle, WA - Start Date 07/08/2022 - 3 Hours Per Month/ 0 Hours During Trading 3. 12/06/2024 - Olympic Estate Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business lOcation(s) - Start Date 05/05/2003 - 3 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-17 |
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