Best Investors Account Sign in

Geraldine Ann Schuhmann

LPl Financial LLC

Seattle, WA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-14
WA RA APPROVED 2018-02-14
  • MN RA
    APPROVED
    Since 2018-02-14
  • WA RA
    APPROVED
    Since 2018-02-14

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 07/2012 09/2016
Olympic Investors Group Llc Aka Olympic Wealth Strategies Seattle WA 03/1996 09/2016
Emerald Capital Preservation Seattle WA 10/2013 09/2016
Invest Financial Corporation Tampa FL 09/2016 02/2018
Lpl Financial Llc Seattle WA 02/2018 Present
  • 07/2012 → 09/2016
    Carpinteria, CA
  • 03/1996 → 09/2016
    Olympic Investors Group Llc Aka Olympic Wealth Strategies
    Seattle, WA
  • 10/2013 → 09/2016
    Emerald Capital Preservation
    Seattle, WA
  • 09/2016 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Seattle, WA
Previous Registrations
  • 2016-09-01 → 2018-02-14
    Invest Financial Corporation
    Kent, WA
    Seattle, WA
  • 2012-07-18 → 2016-09-01
    Carpinteria, CA
    Seattle, WA
  • 2004-04-29 → 2012-07-19
    Invest Financial Corporation
    Federal Way, WA
    Federal Way, WA
  • 2004-05-04 → 2004-05-17
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 2003-11-14 → 2004-05-04
    Seattle, WA
Other Businesses

1. 02/14/2018 - Walter Schuhmann Family Farm - Not Investment Related - Texas - Real Estate Rental - Owner - Start Date 03/01/1994. 2. 09/11/2023 - "The Nickerson Apartments" - Real Estate Rental - Investment Related - Seattle, WA - Start Date 07/08/2022 - 3 Hours Per Month/ 0 Hours During Trading 3. 12/06/2024 - Olympic Estate Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business lOcation(s) - Start Date 05/05/2003 - 3 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-17
  • S63 Uniform Securities Agent State Law Examination
    1993-08-17
Designations
Other Names
  • Jeri Schuhmann
  • G.A. "Jeri" Schuhmann

View on SEC IAPD

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor