Joseph Howard Evelo

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2010-12-02
OH	RA	APPROVED	2002-07-31
TX	RA	APPROVED_RES	2002-07-12

FL RA
APPROVED

Since 2010-12-02
OH RA
APPROVED

Since 2002-07-31
TX RA
APPROVED_RES

Since 2002-07-12

Branch Locations

Naples, FL • United States

312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Cincinnati	OH	07/2002	Present
Bank Of America, N.A.	Virtual	FL	07/2011	Present

07/2002 → Present

Merrill Lynch

Cincinnati, OH
07/2011 → Present

Bank Of America, N.A.

Virtual, FL

Other Businesses

I*99882 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SANCERRE CONDOMINIUM ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: NAPLES, FLORIDA 34102 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOARD MEMBER I*106487 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INDIANA ST. U FOUNDATION COMITTEE INVESTMENT RELATED: N ADDRESS OF BUSINESS: TERRE HAUTE, INDIANA 47807 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/2/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 6 DUTIES: HELP MONITOR INVESTMENTS FOR THE FOUNDATION. INTERACT WITH IINVESTMENT ADVISORS WHO MANAGE ASSETS. I*122775 For profit or not for profit: Non-Profit Organization Name of outside business organization: Cincinnati Parks Foundation Investment related: N Address of business: Cincinnati, Ohio 45202 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 4/29/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 2 Duties: Serve as a Committee member on both the Investment Committee and the Development Committee plus as a Board Member. I will not solicit clients or associates for donations. I*2704295, Entity Type: , Name of OBA: M E, Address: Naples, Florida, 34102, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/06/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-07
S63	Uniform Securities Agent State Law Examination	1984-02-28

S65 Uniform Investment Adviser Law Examination

1992-10-07
S63 Uniform Securities Agent State Law Examination

1984-02-28