William Barry Willes

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-10-27
LA	RA	APPROVED	2010-07-21

TX RA
APPROVED_RES

Since 2010-10-27
LA RA
APPROVED

Since 2010-07-21

Branch Locations

Covington, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Covington	LA	07/2010	Present

07/2010 → Present

Lpl Financial Llc

Covington, LA

Other Businesses

1. 3/19/2015 - WILLIAM WILLES FINANCIAL CONSULTANT LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 03/17/2015 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-11-09

S63 Uniform Securities Agent State Law Examination

1984-11-09