Michael Ray Hardison

Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2014-06-11
TX	RA	APPROVED	2014-06-11

LA RA
APPROVED

Since 2014-06-11
TX RA
APPROVED

Since 2014-06-11

Branch Locations

7600 Fern Avenue Building 1300, Shreveport, LA 71105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc	Shreveport	LA	06/2014	Present

06/2014 → Present

Stephens Inc

Shreveport, LA

Previous Registrations

2010-11-18 → 2014-06-18

Morgan Stanley

Shreveport, LA

Shreveport, LA

Other Businesses

Louisiana Tech College of Business - Investment related - 502 W Texas Street, Ruston, LA - Advisor - Student managed investment fund - April 2019 - 15 hours annually devoted to the other business - 0 hours devoted during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-13
S63	Uniform Securities Agent State Law Examination	1988-03-18

S65 Uniform Investment Adviser Law Examination

2016-06-13
S63 Uniform Securities Agent State Law Examination

1988-03-18

View on SEC IAPD