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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-22 |
| CA | RA | APPROVED | 2002-11-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Santa Ana | CA | 09/2002 | Present |
1. 10/15/2002: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) 2. 12/08/2011: Ronald V Brandalise - Mortgage/Real Estate Services - NOT INV REL - At Reported Business Location(s) - Real Estate agent - 1% Time Spent 3. 07/12/2016: No Business Name - Real Estate Rental - INV REL - Start 04/07/2016 - 5542 E Partridge Lane, Orange, CA., 92869 - purchased single family residence as a rental property. Property address: 1403 E. Chalynn Ave., Orange, CA., 92866 - 6 Hr/Mo; 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-10 |
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