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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-18 |
Branch Locations
14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Dallas | TX | 03/1996 | Present |
| Massmutual Life Ins Co | Dallas | TX | 03/1996 | Present |
| Johnson Financial Group | Dallas | TX | 09/2003 | Present |
(1)NAME:JOHNSON FINANCIAL GROUP, INV REL:Y ADDR:@RESIDENTIAL ADDRESS ON FILE, NATURE:SALE OF TERM, WL, AND/OR UL POLICIES TO A LIFE SETTLEMENT CO, POSITION:AGENT START:9/1/2012 NO HR/MO:1 NO HR/MO DUR TRADING :0 (2)NAME: SYMPHONY RISK SOLUTIONS, LLC INV REL:Y ADDR: 2425 N. CENTRAL EXPY, SUITE 900 RICHARDSON, TX 75080 NATURE: A PROPERTY AND CASUALTY INSURANCE, GROUP INSURANCE, AND WORKSITE INDIVIDUAL INSURANCE AGENCY POSITION: BROKER START: 10/01/2025 NO HR/MO:60 NO HR/MO DUR TRADING:40. DESCRIBE DUTIES: SALES AND SERVICING OF GROUP INSURANCE AND WORKSITE INDIVIDUAL INSURANCE. (3)NAME:JOHNSON FINANCIAL GROUP, INV REL:Y ADDR:14241 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254, NATURE: LIFE INSURANCE,DIS INS, FIXED DEF/FIXED IMM/FIXED DEF INC ANNUITIES, SERVICE ONLY FOR EQUITY INDEXED ANNUITIES, POSITION:SALES/AGENT, START:1974 NO HR/MO:1 NO HR/MO DUR TRADING:1.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-20 |
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