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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-30
FL RA APPROVED 2014-11-06
IL RA APPROVED 1997-10-28
  • TX RA
    APPROVED_RES
    Since 2021-10-30
  • FL RA
    APPROVED
    Since 2014-11-06
  • IL RA
    APPROVED
    Since 1997-10-28

Branch Locations

Winnetka, IL • United States

2 North Tamiami Trail 1200, Sarasota, FL 34236 • United States

495 Chestnut Street, Winnetka, IL 60093 • United States

Longboat Key, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Winnetka IL 07/1993 Present
Other Businesses

NAME & ADDRESS OF BUSINESS: SUNSET RIDGE COUNTRY CLUB, 2100 SUNSET RIDGE ROAD, NORTHFIELD, IL 60093 THIS IS A NON-PROFIT ORGANIZATION FOR A PRIVATE COUNTRY CLUB, NON-INVESTMENT RELATED. ROLE: PRESIDENT, START DATE: 04/06/2008, SELECTION OF SCHOLARSHIP RECIPIENTS; OVERSEE FINANCIAL CONDITION OF FUND HOURS DEVOTED TO ACTIVITY: 4 HOURS A MONTH-NONE OF THE HOURS ARE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-12
S63 Uniform Securities Agent State Law Examination 1993-08-18
  • S65 Uniform Investment Adviser Law Examination
    1997-12-12
  • S63 Uniform Securities Agent State Law Examination
    1993-08-18

View on SEC IAPD

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