Fred James Nero

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-10-20

FL RA
APPROVED

Since 2020-10-20

Branch Locations

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial Services	Edison	NJ	09/2012	06/2019
Foresters Financial Services	Atlanta	GA	01/2018	05/2018
Lpl Financial, Llc	Naples	FL	10/2020	Present
Unemployed	Naples	FL	06/2019	10/2020

09/2012 → 06/2019

Foresters Financial Services

Edison, NJ
01/2018 → 05/2018

Foresters Financial Services

Atlanta, GA
10/2020 → Present

Lpl Financial, Llc

Naples, FL
06/2019 → 10/2020

Unemployed

Naples, FL

Other Businesses

1. 10/19/2020 - BALMVILLE WEALTH GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ NAPLES, FL 2. 10/19/2020 - FRED NERO/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ NAPLES, FL 3. 11/30/2020 - Nero Financial Services - Not Investment Related - At Reported Business Location(s) & Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 11/1/2020 - 10 Hours Per Month/1 Hour During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-03-03
S63	Uniform Securities Agent State Law Examination	1983-04-28

S65 Uniform Investment Adviser Law Examination

2020-03-03
S63 Uniform Securities Agent State Law Examination

1983-04-28