Tom Person Bardin

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2015-06-18

NC RA
APPROVED

Since 2015-06-18

Branch Locations

Wilson, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	05/2015	06/2020
Equitable Advisors, Llc	New York	NY	05/2015	Present

05/2015 → 06/2020

Axa Advisors, Llc

New York, NY
05/2015 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2001-12-31 → 2015-05-08

Osaic Fs, Inc.

Wilson, NC

Wilson, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-04
S63	Uniform Securities Agent State Law Examination	1988-03-28

S65 Uniform Investment Adviser Law Examination

2001-04-04
S63 Uniform Securities Agent State Law Examination

1988-03-28