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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-05 |
Branch Locations
Tucson, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2009-02-11 |
Branch Locations
6336 N. Oracle Rd. #326-384, Tucson, AZ 85704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tucson | AZ | 01/2004 | Present |
| Hobbs Advisory Services | Tucson | AZ | 01/2009 | Present |
1. 02/13/2009 - Hobbs Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 10% TIME SPENT - Provide advice for an hourly fee. 2. 10/13/2009 - Hobbs Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/18/2017 - HI Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/01/1988 - 5 Hours Per Month/0 Hours During Securities Trading - Business entity for tax purposes. 4. 10/29/2020 - No Business Name - Investment Related - Other-Notary Public - Start Date: 9/20/2020 - 1 Hour Per Month/1 Hour During Securities Trading - Notary for the State of Arizona.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-09 |
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