Best Investors Account Sign in

James Brierly Moon

Raymond James & Associates, Inc.

Richmond, VA

Kilmarnock, VA

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2013-02-13
  • VA RA
    APPROVED
    Since 2013-02-13

Branch Locations

5820 Patterson Ave. Suite 100, Richmond, VA 23226 • United States

14 Waverly Ave, Kilmarnock, VA 22482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Richmond VA 02/2013 Present
Previous Registrations
  • 2005-10-21 → 2013-02-13
    Morgan Keegan & Company, Llc
    Richmond, VA
    Kilmarnock, VA
    Richmond, VA
    Richmond, VA
  • 2000-04-05 → 2005-11-03
    Advest, Inc.
    Kilmarnock, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-16
S63 Uniform Securities Agent State Law Examination 1981-09-22
  • S65 Uniform Investment Adviser Law Examination
    1998-12-16
  • S63 Uniform Securities Agent State Law Examination
    1981-09-22
Other Names
  • J Brierly Moon

View on SEC IAPD

Other Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

More in Richmond, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor