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Joseph Mark Kozmata

Raymond James Financial Services Advisors, Inc

Lone Tree, CO

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2009-01-02
  • CO RA
    APPROVED
    Since 2009-01-02

Branch Locations

10463 Park Meadows Drive Suite 115, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Lone Tree CO 12/1990 Present
Raymond James Financial Services Advisors, Inc. Lone Tree CO 01/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-09-30
  • S63 Uniform Securities Agent State Law Examination
    1985-09-30

View on SEC IAPD

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PLANPILOT · Centennial, CO

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