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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| (Dba) Tuttle & Associates | Austin | TX | 09/2000 | Present |
| Concourse Financial Group Securities Inc | Austin | TX | 09/2000 | 02/2025 |
| Concourse Financial Group Securities Inc | Austin | TX | 04/2002 | 02/2025 |
| Cetera Wealth Services, Llc | Austin | TX | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) TUTTLE & ASSOCIATES; Investment Related; Austin, TX; Financial and Insurance Services; President/Owner; Start Date 09/2000; 160 hours per month with 4 of those hours occurring during trading hours; Sales and service of life, disability and fixed annuity insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-02 |
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