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Clermont, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2000-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aria Corporation | Clermont | FL | 08/1999 | Present |
Licensed Life/Health/Variable Annuities Agent/Broker Since 1979: In addition to the management and financial planning fees, I as individual IA Rep of ARIA Corporation I am also licensed as Insurance Agents to sell Insurance products and may receive insurance commissions for the sale of those insurance products. If you wish to procure advice by purchasing securities or insurance products directly, you are free to select the broker you prefer. However, if you wish to purchase insurance product from Firouz Nick Farrokh, he will earn normal sales commissions for any transactions it places through them for you. Tax Preparer ARIA corporation PTIN is [ACCOUNT NO.]. This service is primarily provided for our investment clients on first come first served basis. We usually work with four different CPA's that our client have been using for several years for their tax work, and usually they will guide us in any areas of their expertise we might need. Most of our clients use our skills in Income and Estate Tax planning, in regular basis. And throughout the tax year we assist our clients and their CPA's in data gathering process for their income and other taxes. That includes cost basis calculations of securities, real estate or other assets. Plus many other tax related documents for individual, business and estate tax purposes. In case of a tax audit we will aid our clients and their CPA to organize and summarize some of the required tax documentation and information. We usually will not charge any fees for this service as long as it does not exceed five hours of work annually. Otherwise we will charge the hourly rates indicated in the client investment policy. We usually will limit our work to 6 hours per week, but only outside of securities trading hours, and some weekends. SOCCER REFEREE/INSTRUCTOR Also Firouz Nick Farrokh is Registered Agent at NK Soul , LLC 5462 Emma Lake Ct. Melbourne, FL 32934, without any functions in that company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1981-11-06 |
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