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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
SD RA APPROVED 1988-09-09
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • SD RA
    APPROVED
    Since 1988-09-09

Branch Locations

646 Jennings Ave, Ste 20 Simco Plaza, Hot Springs, SD 57747-1661 • United States

Edgemont, SD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hot Springs SD 09/2005 03/2020
Ameriprise Financial Services, Llc Hot Springs SD 03/2020 Present
Other Businesses

Business Ownership; HU Ranch Inc.; Support husband with ranching duties; Ranching operation with husband; 28469 Old Hwy 18, , Edgemont, SD, 57735; Not Investment-Related; 07/01/1985; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Friends for Education; President; Edgemont, SD, ,; Not Investment-Related; 05/01/2012; 1 to 9 hours per month; 0 during trading hours / Friends of the Hot Springs Public Library; Treasurer; 2005 Library Dr., Hot Springs, SD 57747, ,; Not Investment-Related; 04/01/2010; 1 to 9 hours per month; 0 during trading hours / Southern Hills Economic Development Board; Treasurer elect; 343 Chicago St., Hot Springs, SD, ,; Not Investment-Related; 08/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Fall River Health Services; Vice President; 1201 Hwy 71 South, , Hot Springs, SD, 57747; Not Investment-Related; 01/28/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Community Foundationof Edgemont; Secretary/Treasurer; PO box Z, , Edgemont, SD, 57735; Not Investment-Related; 09/02/2025; 1 to 9 hours per month; 0 during trading hours / Trinity Lutheran Church Council; Treasurer; PO Box 51, , Edgemont, SD, 57735; Not Investment-Related; 02/23/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-26
  • S63 Uniform Securities Agent State Law Examination
    1988-07-26
Other Names
  • Barbara Jean Nagel

View on SEC IAPD

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