Freddie J Swafford

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

TN RA
APPROVED

Since 2025-03-31
TX RA
APPROVED

Since 2025-03-31

Branch Locations

Waynesboro, TN • United States

4031 Aspen Grove Dr Suite 490, Franklin, TN 37067-2939 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Westlake	TX	09/2009	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2009 → Present

Fidelity Investments

Westlake, TX
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Waynesboro, TN

Franklin, TN
2010-06-03 → 2018-07-13

Strategic Advisers Llc

Westlake, TX

Other Businesses

OBA-112240|OrgNmn:Rising Oaks Family Farm|Org Addr:Waynesboro,Tennessee,US|OBA Nature:Family farm|Invst Rel:N|Title:Sole Proprietor|Duties:Early morning and late evening chores|StrtDt:|TotHrs/mon:40|TrdHrs/mon:0|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-02
S63	Uniform Securities Agent State Law Examination	2006-10-03

S66 Uniform Combined State Law Examination

2010-06-02
S63 Uniform Securities Agent State Law Examination

2006-10-03

Other Names

Freddie J Swafford
Freddie Joshua Swafford

View on SEC IAPD

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