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6277 Riverside Drive Suite 2N, Dublin, OH 43017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-08-12 |
Branch Locations
6277 Riverside Drive Suite 2N, Dublin, OH 43017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Financial Group | Dublin | OH | 01/2013 | Present |
| The O. N. Equity Sales Company | Cincinnati | OH | 02/2013 | 07/2022 |
| Westminster Financial Securities, Inc. | Dayton | OH | 07/2022 | Present |
1)COMPASS FINANCIAL GROUP; INVESTMENT-RELATED; 6600 PERIMETER DRIVE, SUITE 200, DUBLIN, OH. 43016; FINANCIAL PLANNING; FINANCIAL ADVISOR;START DATE 04/01/2019. 140 HOURS. 140 HOURS. I SUPPORT THE FINANCIAL ADVISOR. 2). Pm Financial Group; yes investment related; 6600 Perimeter Suite 200, Dublin OH 43016; advisor; 01/01/2013-present; insurance sales; 40 hours/month (40 during securities trading hours); client meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-07 |
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