Marcella S Haines

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-02-23
TX	RA	APPROVED_RES	2005-09-14
OR	RA	APPROVED	2003-04-09
WA	RA	APPROVED	1995-07-31

NJ RA
APPROVED

Since 2017-02-23
TX RA
APPROVED_RES

Since 2005-09-14
OR RA
APPROVED

Since 2003-04-09
WA RA
APPROVED

Since 1995-07-31

Branch Locations

975 Se 4Th St, Hermiston, OR 97838 • United States

1839 2Nd St, Baker City, OR 97814 • United States

662 East Main Street, Hermiston, OR 97838 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Baker City	OR	02/1990	Present

02/1990 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Baker City, OR

Other Businesses

1. 3/9/2015: Vision Retirement Education Services; Other-Speaker; Eastern Ore University, 1 University Blvd. LaGrande, OR 97850, Baker City Library, 2400 Resort Street, Baker City, OR 97814; Speaker and educator on retirement topics; Inv. related; start date 4/15/2014; 6hrs/mo. 0hrs during trading. 2. 5/14/2019: No Business Name; Haines, OR; Real Estate Rental; Inv. Related; start date 5/1/2000; 1hr/mo. 0hrs during trading; Rental of 80 acres of cattle pasture at home. 3. 5/14/2019: No Business Name; Hermiston, OR; Real Estate Rental; Inv. Related; start date 8/1/1998; 1hr/mo. 0hrs during trading. 4. 9/16/2020: No Business Name; Baker City OR; Real Estate Rental; Inv. Related; start date 5/1/2020; 1hr/mo. 0hrs during trading. 5. 9/14/2023: Vision Wealth Management; At Reported Business Location(s); DBA for LPL Business (entity for LPL business); Inv. Related; Started 7/3/2017; 160hrs./mo. during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-12
S63	Uniform Securities Agent State Law Examination	1981-07-15

S65 Uniform Investment Adviser Law Examination

1995-06-12
S63 Uniform Securities Agent State Law Examination

1981-07-15

Other Names

Marcella S Gray
Marcella A Gray
Marcy S Haines
Marcy Gray Haines
Marcella S Gray
Marcella A Gray
Marcy Gray
Marcy Haines
Marcella Margaret Gray
Marcella Margaret Sullivan

View on SEC IAPD