Daniel Joseph Mcfarlane

Current Employers

Mcfarlane Investment Advisory Services Inc.

Monterey, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1995-02-06

CA RA
APPROVED

Since 1995-02-06

Branch Locations

Monterey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial West Group	Westlake Village	CA	12/2004	08/2017
Mcfarlane Investment Advisory Services Inc.	Monterey	CA	02/1995	Present
Western International Securities, Inc.	Monterey	CA	08/2017	04/2019
International Assets Advisory, Llc	Monterey	CA	04/2017	Present

12/2004 → 08/2017

Financial West Group

Westlake Village, CA
02/1995 → Present

Mcfarlane Investment Advisory Services Inc.

Monterey, CA
08/2017 → 04/2019

Western International Securities, Inc.

Monterey, CA
04/2017 → Present

International Assets Advisory, Llc

Monterey, CA

Other Businesses

1) MCFARLANE INVESTMENT ADVISORY SERVICES, INC. 12 WHITE TAIL LANE, MONTEREY, CA 93940 - REGISTERED INVESTMENT ADVISOR - ASSET MANAGEMENT - PRESIDENT SINCE 1994 - APPROX 80 HRS/MO - FEE BASED COMPENSATION 2) MCFARLANE INVESTMENT GROUP - 12 WHITE TAIL LANE, MONTEREY, CA 93940 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - OWNER SINCE 1994 - APPROX 80 HRS/MO - FEES/COMMISSIONS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-07
S63	Uniform Securities Agent State Law Examination	1982-06-29

S65 Uniform Investment Adviser Law Examination

1992-10-07
S63 Uniform Securities Agent State Law Examination

1982-06-29

Other Names

Daniel J. Mcfarlane
Daniel Mcfarlane

View on SEC IAPD