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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
IL RA APPROVED 1999-12-06
  • TX RA
    APPROVED_RES
    Since 2022-05-24
  • IL RA
    APPROVED
    Since 1999-12-06

Branch Locations

Niles, IL • United States

135 E. Algonquin Road Suite C, Arlington Heights, IL 60005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

BDL, LLC, MEMBER, LLC IS USED TO PAY RENT, OPERATING EXPENSES PAYROLL AND RELATED EXPENSES, 01.2005. ST. JOHN BREBEUF HOLY NAME, FRATERNAL CHURCH GROUP, DIRECTOR, 06.2002, 8 HRS PER MO. ST. JOHN BREBEUF PARISH, CATHOLIC CHURCH, DEACON, START 05.2008, 30 HRS PER MO. KNIGHTS OF COLUMBUS COUNCIL #4338, FRATERNAL CHURCH GROUP, ASSIST WITH RAISING FUNDS, NEWMAN FUND DIRECTOR AND RETREAT CHAIRMAN, START 01.1990, 1 HRS/MO. DBA, BLU STAR STRATEGIC ADVISORS. OUTSIDE INSURANCE BROKERAGE. ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER - THIS IS FOR HIS AND HIS WIFE'S TRUSTS, JUNE 2004.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-28
S63 Uniform Securities Agent State Law Examination 1991-07-16
  • S65 Uniform Investment Adviser Law Examination
    1999-05-28
  • S63 Uniform Securities Agent State Law Examination
    1991-07-16

View on SEC IAPD

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