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Lucy Williams Hooper

Davenport & Company LLC

Richmond, VA

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Current Employers
Davenport & Company Llc

One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1997-01-16
  • VA RA
    APPROVED
    Since 1997-01-16

Branch Locations

One James Center 901 E. Cary Street, Suite 1100, Richmond, VA 23219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
#Ia Davenport & Company Llc Richmond VA 03/1981 Present
Davenport & Company Llc Richmond VA 06/1981 Present
  • 03/1981 → Present
    #Ia Davenport & Company Llc
    Richmond, VA
  • 06/1981 → Present
    Richmond, VA
Other Businesses

RANDOLPH COLLEGE - NOT INVESTMENT-RELATED - LYNCHBURG, VA - HIGHER EDUCATION - CHAIR OF THE BOARD'S INVESTMENT COMMITTEE - 1 TO 5 HOURS/MONTH DURING NON-BUSINESS HOURS - 1 TO 5 HOURS/MONTH DURING TRADING HOURS - MEET QUARTERLY WITH COMMITTEE AND REVIEW INVESTMENT POLICY AND PERFORMANCE Grace Church -NOT INVESTMENT-RELATED - Kilmarnock, VA - Co-Treasurer -Assist with the financial reporting and management for the church -TO 5 HOURS/MONTH DURING NON-BUSINESS HOURS - 1 TO 5 HOURS/MONTH DURING TRADING HOURS Randolph-Macon Academy- Not Investment Related - Front Royal VA 22630 - Trustee, Chair of Board -Attend meetings and conference calls in the capacity of trustee of the school. Approximate number of hours/month you devote to this outside activity during business hours: 1 - 5 Hours. Approximate number of hours/month you devote to this outside activity during non-business hours: > 10 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-11
S63 Uniform Securities Agent State Law Examination 1981-06-26
  • S65 Uniform Investment Adviser Law Examination
    1992-03-11
  • S63 Uniform Securities Agent State Law Examination
    1981-06-26
Other Names
  • Lucy Ellen Williams

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