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Sheryl Faye Goldman

Stifel, Nicolaus & Company, Incorporated

Mt. Prospect, IL

Chicago, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-12-04
TX RA APPROVED 2015-12-04
  • IL RA
    APPROVED
    Since 2015-12-04
  • TX RA
    APPROVED
    Since 2015-12-04

Branch Locations

Mt. Prospect, IL • United States

One North Wacker Suite 3400, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Chicago IL 12/2015 Present
Previous Registrations
  • 2009-01-21 → 2015-12-04
    Barclays Capital Inc.
    Chicago, IL
  • 2003-12-08 → 2008-10-15
    Lehman Brothers Inc.
    Chicago, IL
    New York, NY
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-12
S63 Uniform Securities Agent State Law Examination 1981-08-11
  • S65 Uniform Investment Adviser Law Examination
    1999-02-12
  • S63 Uniform Securities Agent State Law Examination
    1981-08-11
Other Names
  • Sheryl Faye Sultan

View on SEC IAPD

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