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Current Employers
Hutchison Investment Advisors

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-05
  • AZ RA
    APPROVED
    Since 2026-03-05

Branch Locations

Phoenix, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Hutchison Investment Advisors Inc. Phoenix AZ 07/1988 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Hutchison Financial Advisors Phoenix AZ 01/1980 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 07/1988 → Present
    Hutchison Investment Advisors Inc.
    Phoenix, AZ
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/1980 → Present
    Hutchison Financial Advisors
    Phoenix, AZ
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1.HUTCHISON INVESTMENT ADVISORS INC - REGISTERED INVESTMENT ADVISOR, START 1988, 1720 E CALLE SANTA CRUZ PHOENIX AZ 85022 2.FIXED INSURANCE AGENT 3.NAME OF OTHER BUSINESS: HUTCHISON FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 01/1980; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: POWER OF ATTORNEY, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: POA, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: POA FOR NON-FAMILY MEMBER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-05
S63 Uniform Securities Agent State Law Examination 1981-06-22
  • S65 Uniform Investment Adviser Law Examination
    1996-09-05
  • S63 Uniform Securities Agent State Law Examination
    1981-06-22
Designations
Other Names
  • Dave Keith David Hutchison
  • David Keith Hutchison
  • David Keith Hutchison

View on SEC IAPD

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