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Sapna Garg Goel

Lanark Financial, Inc.

Huntsville, AL

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Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-05-12
CO RA APPROVED 2026-04-28
GA RA APPROVED 2025-05-21
IL RA APPROVED 2024-05-24
MI RA APPROVED 2024-05-20
AL RA APPROVED 2011-02-11
  • NH RA
    APPROVED
    Since 2026-05-12
  • CO RA
    APPROVED
    Since 2026-04-28
  • GA RA
    APPROVED
    Since 2025-05-21
  • IL RA
    APPROVED
    Since 2024-05-24
  • MI RA
    APPROVED
    Since 2024-05-20
  • AL RA
    APPROVED
    Since 2011-02-11

Branch Locations

213 Greene St Suite 123, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbc Securities, Inc. Huntsville AL 07/2010 Present
  • 07/2010 → Present
    Nbc Securities, Inc.
    Huntsville, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-25
S63 Uniform Securities Agent State Law Examination 2006-12-08
  • S65 Uniform Investment Adviser Law Examination
    2011-01-25
  • S63 Uniform Securities Agent State Law Examination
    2006-12-08
Other Names
  • Sapna Goel

View on SEC IAPD

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