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William Martin Noftsinger

Alpha Omega Wealth Management, LLC

Richmond, VA

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Current Employers
Alpha Omega Wealth Management, Llc

7202 Glen Forest Drive Suite 300, Richmond, VA 23226 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
VA RA APPROVED 2019-06-26
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • VA RA
    APPROVED
    Since 2019-06-26

Branch Locations

7202 Glen Forest Drive Suite 300, Richmond, VA 23226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
#Ia Davenport & Company Llc Richmond VA 09/1987 06/2019
Davenport & Company Llc Richmond VA 09/1987 06/2019
Alpha Omega Investment Advisors Richmond VA 06/2019 Present
  • 09/1987 → 06/2019
    #Ia Davenport & Company Llc
    Richmond, VA
  • 09/1987 → 06/2019
    Richmond, VA
  • 06/2019 → Present
    Alpha Omega Investment Advisors
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-11
S63 Uniform Securities Agent State Law Examination 1981-06-24
  • S65 Uniform Investment Adviser Law Examination
    1992-03-11
  • S63 Uniform Securities Agent State Law Examination
    1981-06-24
Other Names
  • Bill Noftsinger

View on SEC IAPD

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