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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-21 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
301 University Ave [Vd-Rbo], Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Palo Alto | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; MENLO PARK, CA; 100% OWNERSHIP WITH SPOUSE; START 1/22/2016; 1 HOUR TRUSTEE FOR CHILDREN; INV RELATED; MENLO PARK, CA; START: 2/6/1998; 1.5 HRS/MO; .1 DURING TRADING. TRUSTEE FBO SON; INV RELATED; MENLO PARK, CA; START: 2/6/1998; 1.5 HRS/MO; .1 DURING TRADING. TRUSTEE FBO DAUGHTER; INV RELATED; MENLO PARK, CA; START: 2/6/1998; 1.5 HRS/MO; .1 DURING TRADING. 7725 SUNDANCE TRAIL, LLC; NOT INVESTMENT RELATED; PASO ROBLES,CA; 100% OWNERSHIP WITH SPOUSE; HOLD REAL ESTATE, OLIVE RANCH AND OLIVE OIL PRODUCING BUSINESS, START DATE 02/29/2016; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; WEEKEND RANCH. OLIVE RANCH; NOT INVESTMENT RELATED; PASO ROBLES,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 06/04/2012; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; OLIVE OIL RANCH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1982-02-11 |
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