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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-19
FL RA APPROVED 2025-08-19
TX RA APPROVED 2025-08-18
  • CO RA
    APPROVED
    Since 2025-08-19
  • FL RA
    APPROVED
    Since 2025-08-19
  • TX RA
    APPROVED
    Since 2025-08-18

Branch Locations

Saint Petersburg, FL • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Saint Petersburg, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc St Petersburg FL 09/2015 08/2025
Benjamin F. Edwards & Company St. Petersburg FL 08/2025 Present
  • 09/2015 → 08/2025
    St Petersburg, FL
  • 08/2025 → Present
    Benjamin F. Edwards & Company
    St. Petersburg, FL
Previous Registrations
  • 2015-09-14 → 2025-08-21
    Saint Petersburg, FL
    St Petersburg, FL
    San Diego, CA
    Denver, CO
    Salida, CO
  • 2007-06-15 → 2015-09-25
    St. Petersburg, FL
    Denver, CO
    Denver, CO
    Venice, FL
    Denver, CO
  • 1999-01-01 → 2007-06-18
    A. G. Edwards & Sons, Inc.
    Denver, CO
    Denver, CO
Other Businesses

1. 03/15/2016 - Peter Weil Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 12/29/2015 - 120 Hours Per Month/ 120 Hours During Securities Trading 2. 03/07/2016 - Vinyassa Sailing LLC - Not Investment Related - 411 Walnut St. #37 Green Cove Springs, FL 32043 - Sailboat Charter Business - Start Date 02/24/2016 - 10 Hours Per Month/ 0 Hours During Securities Trading 3. 4/4/2016 - Peter Weil Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month During Securities Trading 4. Golden B Farm; Not Investment-Related; Tampa, FL; small farm; 100% ownership; Start Date: 4/1/2023; 10 Hours Per Month; 8 hours per month during trading hours; allowing a couple to grow mangos on it, so eventually this farm will have income from mango sales. At this time there is no income for the property and duties are limited to paying bills

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-26
S63 Uniform Securities Agent State Law Examination 1982-03-03
  • S66 Uniform Combined State Law Examination
    2007-04-26
  • S63 Uniform Securities Agent State Law Examination
    1982-03-03

View on SEC IAPD

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