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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| WI | RA | APPROVED | 1998-04-15 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
Mequon, WI • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Milwaukee | WI | 03/2008 | Present |
| City National Bank | Milwaukee | WI | 02/2019 | 01/2025 |
NAME OF ENTITY: Kettle Moraine Kennel Club ADDRESS: 3800 Pleasant Valley Rd West Bend, WI 53095 NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: AKC Kennel Club CAPACITY: Officer START DATE: 04/21/2021 DUTIES: Organize for annual dog show HOURS DEVOTED PER MONTH: 02 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-21 |
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