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Current Employers
Woodstock Wealth Management, Inc.

250 River Park North Drive, Woodstock, GA 30188 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2019-08-12
FL RA APPROVED 2019-03-19
GA RA APPROVED 2018-06-19
  • AL RA
    APPROVED
    Since 2019-08-12
  • FL RA
    APPROVED
    Since 2019-03-19
  • GA RA
    APPROVED
    Since 2018-06-19

Branch Locations

Dawsonville, GA • United States

250 River Park North Drive, Woodstock, GA 30188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodstock Financial Group, Inc Woodstock GA 01/2009 Present
  • 01/2009 → Present
    Woodstock Financial Group, Inc
    Woodstock, GA
Previous Registrations
  • 2009-03-03 → 2018-11-09
    Woodstock Financial Group, Inc.
    Woodstock, GA
    Dawsonville, GA
  • 2003-03-12 → 2009-01-06
    Waddell & Reed
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

JEFFREY JAY HARDESTY- RESIDENT AGENT - SOLE PROPRIETOR; INVESTMENT RELATED; 195 RIVER SOUND LANE, DAWSONVILLE, GEORGIA 30534; LICENSED AS RESIDENT AGENT FOR LIFE, ACCIDENT, SICKNESS AND VARIABLE PRODUCTS; INDEPENDENT AGENT; STARTED 11/1998; DEVOTES APPROXIMATE 2 HOURS A MONTH WHICH LESS THAN HALF AN HOUR IS DURING TRADING HOURS; DUTIES INCLUDE MAINLY TERM LIFE INSURANCE SALES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-23
S63 Uniform Securities Agent State Law Examination 1998-10-03
  • S65 Uniform Investment Adviser Law Examination
    2011-06-23
  • S63 Uniform Securities Agent State Law Examination
    1998-10-03

View on SEC IAPD

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