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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-15
  • TX RA
    APPROVED
    Since 2026-07-15

Branch Locations

4444 Westheimer Road, Suite G500, Houston, TX 77027 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usca Securities Llc Houston TX 10/2013 Present
Usca Ria Llc Houston TX 10/2013 06/2021
U.S. Capital Wealth Advisors, Llc Austin TX 06/2021 06/2026
Arax Advisory Partners Houston TX 06/2026 Present
Previous Registrations
Other Businesses

1) THE THOMAS M. TAYLOR CHILDREN'S TRUST AND THE ESTATE OF THOMAS TAYLOR, NOT INVESTMENT-RELATED, 100 CRESCENT COURT, STE. 525, DALLAS, TX 75201, FAMILY TRUSTS, TRUSTEE, 1995, <1 HRS/MONTH DEVOTED TO ACTIVITY, 0 HRS/MONTH DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS. 2) SECOND TUESDAY, NON-INVESTMENT RELATED, REAL ESTATE DINNER CLUB, TREASURER, 2002, 8 HRS/MONTH DEVOTED TO ACTIVITY, 0 HRS/MONTH DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS. 3) DMJ2 MANAGEMENT, LLC, NON-INVESTMENT RELATED, 1330 POST OAK BLVD., SUITE 1000, HOUSTON, TX 77056, PERSONAL FAMILY PARTNERSHIP, MANAGER, 2002, 1 HR/MONTH DEVOTED TO ACTIVITY, 0 HRS/MONTH DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-06-02
  • S63 Uniform Securities Agent State Law Examination
    1981-06-02

View on SEC IAPD

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