Laura Jane Moellering

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-01-16

TX RA
APPROVED

Since 2009-01-16

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Waterloo, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Austin	TX	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Austin, TX

Previous Registrations

1989-06-06 → 2009-01-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX

Austin, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-07-22

S63 Uniform Securities Agent State Law Examination

1981-07-22

Other Names

Laura Mollering
Laura Herr

View on SEC IAPD

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