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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-02-25 |
Branch Locations
Ponte Vedra Beach, FL • United States
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ponte Vedra Beach, Florida | FL | 02/1981 | 02/2020 |
| Bank Of America, N.A. | Ponte Vedra Beach | FL | 06/2011 | 02/2020 |
| Kestra Investment Services | Ponte Vedra Beach | FL | 02/2020 | Present |
| Kestra Private Wealth Services | Ponte Vedra Beach | FL | 02/2020 | Present |
Business Name: Rivergrass Wealth Management Investment Related: Yes Address: 822 Highway A1A N. Suite 342 Ponte Vedra Beach FL 32082 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Member Start Date: 2/3/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advisor Business Name: Exchange Club of the Jacksonville Beaches Investment Related: No Address: P.O. Box 50795 Jacksonville Beach FL 32240 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 1/1/1999 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Participate in overall planning and activities of civic organization. Business Name: Mayport Florida Chapter of the U. S. Navy League Investment Related: No Address: P. O. Box 331944 Atlantic Beach FL 32233 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 1/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: General supervision and participation of activities. Business Name: EXCHANGE CLUB FAMILY CENTER OF NORTHEAST FLORIDA POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/16/2022 ADDRESS: 4040 Woodcock Drive, Suite 105, Jacksonville FL 32207 DESCRIPTION: Overall guidance and overview of the proceedings of the non-profit.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-05-14 |
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