William John Nolan

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-10-11
NY	RA	APPROVED	2024-10-11
PA	RA	APPROVED	2024-10-11

CT RA
APPROVED

Since 2024-10-11
NY RA
APPROVED

Since 2024-10-11
PA RA
APPROVED

Since 2024-10-11

Branch Locations

New York, NY • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services, Inc.	Holbrook	NY	05/2006	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

05/2006 → 10/2024

American Portfolios Financial Services, Inc.

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2013-09-04 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

1. WILLIAM J NOLAN 15 W 72ND ST. NYC 10023. CO-TRUSTEE OF JAY L MANAS RESIDUAL TRUST. START DATE 2016, NOT SECURITIES RELATED. 8 HOURS DEVOTED PER MONTH, ZERO HOURS DURING MARKET HOURS. 2. WILLIAM J NOLAN 15 W 72ND ST NYC 10023. SEASONAL RENTAL OF VACATION HOME. START DATE 2007, NOT SECURITIES RELATED. ZERO HOURS DURING MARKET HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-13
S65	Uniform Investment Adviser Law Examination	1999-12-30
S63	Uniform Securities Agent State Law Examination	1983-08-17

S66 Uniform Combined State Law Examination

2013-08-13
S65 Uniform Investment Adviser Law Examination

1999-12-30
S63 Uniform Securities Agent State Law Examination

1983-08-17

View on SEC IAPD