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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
TX RA APPROVED_RES 2017-05-17
FL RA APPROVED 2015-06-25
NJ RA APPROVED 2015-06-24
  • NY RA
    APPROVED
    Since 2021-04-07
  • TX RA
    APPROVED_RES
    Since 2017-05-17
  • FL RA
    APPROVED
    Since 2015-06-25
  • NJ RA
    APPROVED
    Since 2015-06-24

Branch Locations

11780 U.S. Highway 1 Suite N101, North Palm Beach, FL 33408 • United States

West Hampton, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Palm Beach Gardens FL 01/2003 Present
Previous Registrations
  • 2003-01-03 → 2015-06-22
    Florham Park, NJ
    Saddle Brook, NJ
    Florham Park, NJ
    North Palm Beach, FL
  • 2002-06-20 → 2003-01-03
    Cibc World Markets Corp.
    Florham Park, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-14
S63 Uniform Securities Agent State Law Examination 1982-01-15
  • S65 Uniform Investment Adviser Law Examination
    1996-10-14
  • S63 Uniform Securities Agent State Law Examination
    1982-01-15

View on SEC IAPD

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