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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| TX | RA | APPROVED_RES | 2017-05-17 |
| FL | RA | APPROVED | 2015-06-25 |
| NJ | RA | APPROVED | 2015-06-24 |
Branch Locations
11780 U.S. Highway 1 Suite N101, North Palm Beach, FL 33408 • United States
West Hampton, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Palm Beach Gardens | FL | 01/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-15 |
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